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VIII.8 NONINVASIVE POSITIVE AIRWAY PRESSURE DEVICES AND ORAL APPLIANCES (REQUIRES PREAUTHORIZATION)

NONINVASIVE POSITIVE AIRWAY PRESSURE DEVICES AND ORAL APPLIANCES (REQUIRES PREAUTHORIZATION)

VIII.8





VIII.8 NONINVASIVE POSITIVE AIRWAY PRESSURE DEVICES AND ORAL APPLIANCES (REQUIRES PREAUTHORIZATION)


Policy

 

BIPAP ADULTS (Initial Trial)

I.  Bilevel positive airway pressure with or without backup rate feature in adults (>18 yrs old) for an initial trial period of up to 90 days may be considered medically necessary when ALL of the following criteria are met:

A.  a diagnostic sleep study with 4 channels (including oxygen saturation, respiratory movements, airflow and ECG or heart rate) has been performed in a health care facility OR a 3 or 4 channel study done in the home (including arterial oxygen saturation and airflow, or abdominal and chest wall movement) OR a type IV device (including pulse oximetry, actigraphy, and peripheral arterial tone) (e.g., Watch-PAT device) has been performed AND

B.  the formal sleep study report must be interpreted by a pulmonologist or sleep physician and documents ANY of the following:

1.  complex sleep apnea (CompSA)  OR

2.  central sleep apnea (CSA)  OR

3.  obstructive sleep apnea and the member has at least ONE of the following;

a.  failure of CPAP to meet therapeutic goals and reduce the AHI or RDI to acceptable levels during the titration portion of the facility-based study OR

b.  intolerance to CPAP despite proper mask selection, fitting and appropriate pressure settings  OR

c.  ineffectiveness of CPAP to adequately control the symptoms of OSA and improve sleep quality

4.  restrictive thoracic disorder such as severe thoracic cage abnormalities or neuromuscular disease (e.g. ALS) and ALL of the following criteria are met:

a.  symptoms of sleep-related Hypo-ventilation interfere with ADLs such as dyspnea, excessive sleepiness, morning headaches, excessive fatigue AND

b.  hypoxemia is characterized by ANY of the following:

i.  oxygen saturation is less than or equal to 88% for at least 5 continuous minutes during sleep oximetry (minimum recording time of two hours), done while breathing the member's usual FIO2 (fractional inspired oxygen concentration) OR

ii. arterial blood gas PaCO2 is greater than or equal to 45 mm Hg while awake and breathing the member's usual FIO2 OR

iii. for members with progressive neuromuscular disease such as ALS, the maximal inspiratory pressure (MIP) is less than 60 cm H2O OR the FVC (forced vital capacity) is less than 50% of predicted. 

c.  Chronic obstructive pulmonary disease (COPD) does not contribute significantly to the member's pulmonary disease

5.  severe COPD and ALL of the following criteria are met:

a.  symptoms of sleep-related Hypo-ventilation and hypoxemia interfere with ADLs such as, dyspnea, excessive daytime sleepiness, morning headache, excessive fatigue, AND

b.  OSA as the etiology for symptoms is ruled out  AND

c.  hypoxemia is characterized by ALL of the following:

i.  oxygen saturation is less than or equal to 88% for at least five continuous minutes during sleep oximetry (minimum recording time of two hours), done while breathing the member's usual FIO2 or two liters per minute, whichever if higher  AND

ii.  arterial blood gas PaCO2 is greater than or equal to 52 mm Hg. 

6.  Hypoventilation syndrome and ALL of the following criteria are met:

a.  FEV1/FVC on spirometry is greater than or equal to 70% AND

b.  hypoxemia  is characterized by ANY of the following:

i.  oxygen saturation is less than or equal to 88% for at least five continuous minutes during sleep oximetry (minimum recording time of two hours), done while breathing the member's usual FI02 OR

ii.  arterial blood gas PaC02 is greater than or equal to 45 mm Hg while awake and breathing the member's usual FI02  AND

C.  OSA as the etiology for symptoms is ruled out

II.  Services are not medically necessary if the above criteria are not met

 

BIPAP PEDIATRICS (Initial Trial)

I.  Bilevel positive airway pressure with a backup rate feature in children for an initial trial period of up to 150 days may be considered medically necessary when ALL of the following criteria are met:

A.  a diagnostic sleep study with 4 channels (including oxygen saturation, respiratory movements, airflow and ECG or heart rate) has been performed:

1.  in a health care facility OR

2.  in the home AND

B.  the formal sleep study report must be interpreted by a pulmonologist or sleep physician and documents ANY of the following:

1.  Complex sleep apnea (CompSA)

2.  Central sleep apnea (CSA)

3.  Obstructive sleep apnea and the member has at least ONE of the following:

a.  failure of CPAP to meet therapeutic goals and reduce the AHI or RDI to acceptable levels during the titration portion of the facility-based study OR

b.  intolerance to CPAP despite proper mask selection, fitting and appropriate pressure settings OR

c.  ineffectiveness of CPAP to adequately control the symptoms of OSA and improve sleep quality.

4.  restrictive thoracic disorders such as severe thoracic cage abnormalities or  neuromuscular disease (e.g Spinal muscular atrophy (SMA) or Duchenne muscular dystrophy (DMD)), and Hypo-ventilation is characterized by ANY of the following:

a.  oxygen saturation is less than or equal to 90% for at least 10% of the sleep study or recording time of the trend sleep oximetry (minimum recording time of 2 hours), done while breathing he member's usual FIO2 (fractional inspired oxygen concentration) OR

b.  arterial blood gas PaCO2 is greater than or equal to 45 mm Hg while awake and breathing the member's usual FIO2 OR

c.  > 25% of sleep time with either end tidal CO2 > 50 mm-Hg OR

d.  for members with progressive neuromuscular disease such as SMA or DMD, the FVC is less than 70% 

5.  Hypoventilation syndrome that is characterized by ANY of the following:

a.  oxygen saturation is less than or equal to 90% for at least 10% of the sleep study or recording time of the trend sleep oximetry (minimum recording time of 2 hours), done while breathing the member's usual FIO2 (fractional inspired oxygen concentrator) OR

b.  arterial blood gas PaCO2 is greater than or equal to 45 mm-Hg while awake and breathing the member's usual FIO2 OR

c.  >25% of sleep time with either end tidal CO2 or transcutaneous CO2 > 50 mm-Hg.  

II.  Services are not medically necessary if the above criteria are not met.

 

BIPAP ADULTS/PEDIATRICS (Continuation)

I. BIPAP continued use in adults (>18 yrs old) and children after the initial trial period may be considered medically necessary when ALL of the following criteria are met:

A.  AHI or RDI has improved from pretreatment value AND

B.  compliance is confirmed by objective evidence that the CPAP is used for at least four hours per night on 70% of nights during a consecutive thirty (30) day period

II.  Services are not medically necessary if the above criteria are not met.

 

BIPAP (Replacement)

X.  Replacement of BIPAP devices may be considered medically necessary when ANY of the following criteria are met:

A.  the device is at least 5 years old  OR

B.  the member has experienced a change in physiological condition and meets criteria for continued use of the device  OR

C.  the device is malfunctioning, the required repairs would exceed the cost of replacement, and the device has exceeded the warranty period  OR

D.  there is irreparable damage to the device due to normal wear and tear. 

 

NOTES

  •  repairs of the BIPAP device do not require PA review
  • after the initial 90 day trial period is completed, a second PA request must be submitted to establish medical necessity for continued use.
  • once coverage for continued use of the PAP device is approved, the DME vendor may bill by either method:
    • purchase price upfront minus the initial 90 days rental cost  OR
    • continued rental cost up to the purchase price.
  • if a member received a PAP device under their previous carrier and ongoing payment for the device is needed, a PA request must be submitted to establish medical necessity for continued use
  • replacement due to abuse or misuse is not covered.
  • completed, a second PA request must be submitted to establish medical necessity for continued use.

 

ORAL APPLIANCES

I.  Oral appliances (tongue-retaining devices or mandibular advancing/positioning devices) in adults (> 18 years old) diagnosed with OSA may be considered medically necessary when ALL of the following criteria are met:

A. A diagnostic sleep study with 4 channels (including oxygen saturation, respiratory movements, airflow and ECG or heart rate) has been performed in a health care facility OR a 3 or 4 channel study done in the home (including arterial oxygen saturation and airflow, or abdominal and chest wall movement) OR a type IV device (includes pulse oximetry, actigraphy, and peripheral arterial tone) (e.g. Watch-PAT device) AND

B.  the formal sleep study report must be interpreted by a pulmonologist or sleep physician and documents that diagnosis of OSA by ONE of the following:

1.  Apnea-Hypopnea Index (AHI) or Respiratory Disturbance Index (RDI) of at least 15 events/hour OR

2.  AHI or RDI of at least 5 events/hour and the member has at least ONE of the following symptoms:

a.  excessive daytime sleepiness OR

b.  impaired daytime cognitive function such as decreased concentration or memory loss OR

c.  new mood changes such as irritability  OR

d.  insomnia or chronic fragmented sleep  OR

e.  hypertension  OR

f.  ischemic heart disease  OR

g.  history of stroke  OR

h.  increased neck circumference of greater than 16 inches in women and 17 inches in men  AND

C.  a trial with CPAP has failed, is not tolerated, or is contraindicated AND

D.  the device is prescribed by the treating physician  AND

E.  the device is custom fitted by qualified dental professionals  AND

F.  there is absence of temporomandibular dysfunction and periodontal disease.

II.  Services are not medically necessary if the above criteria are not met.

III. An Oral appliance is considered investigational for any indication other than OSA.

IV. The treatment of snoring without accompanying clinically significant OSA is not a covered benefit.

V.  The following devices are considered investigational for the management of OSA:

A.  palate expansion devices

B.  nasal expiratory positive airway pressure devices

C.  oral pressure therapy devices.

 

ORAL APPLIANCE (Replacement)

I.  Replacement of an Oral appliance may be considered medically necessary when ALL of the following criteria are met:

A.  symptoms have improved or resolved  AND

B.  compliant use of the appliance is documented  AND

C.  the appliance is at least 5 years old OR the member has experienced a change in physiological condition and meets criteria for use of the appliance.

D.  there is irreparable damage to the device due to normal wear and tear. 

 

HOME VENTILATOR

Initial Trial

I.  Trial of non-invasive home ventilator (mask or chest shell) (E0466) may be considered medically necessary when the following criteria are met:

      A.  Individual has failed bilevel positive airway pressure (BiPAP), AND

      B.  Does not require ventilation continuously (24 hours/day), AND

      C.  Has ONE of the following diagnoses:

           1.  Restrictive Thoracic disorders

                a.  Neuromuscular disease (e.g., amyotrophic lateral sclerosis (ALS))

           2.  Chronic respiratory failure due to COPD

           3.  Central sleep apnea

           4.  Complex sleep apnea

           5.  Hypoventilation syndrome

II.  If criteria above are met, the first three (3) months of therapy will be approved. 

III. If criteria are not met, coverage will be denied as not medically necessary for the device and related accessories.

 

Continuation after initial 3 months

I.  Non-invasive home ventilator (mask or chest shell) (E0466) use after the initial trial may be considered medically necessary if ALL the following criteria are met: 

      A.  Follow up visit within the previous 3 months, AND

      B.  Documentation of relevant symptoms and clinical benefit from continued use, AND

      C.  Relevant test results (e.g., pulmonary function, pulse oximetry, PSG), AND

      D.  Current treatment plan

II.  Services are not medically necessary if the above criteria are not met. 

  •       Approval for 12 months (e0466), after the initial trial if the above criteria are met.

Annual recertification

      A.  Annual recertification (12 months) for non-invasive home ventilator (mask or chest shell) (E0466) may be considered medically necessary when documentation is submitted including face-to-face visit within the previous 6 months with clinical notes of patient current status.  

NOTES

  • repairs of the home ventilator do not require PA review 
  • replacement due to abuse or misuse is not covered


Dates

  • Original Effective
    09-01-2015
  • Last Review
    08-06-2025
  • Next Review
    08-11-2026

Description

Apnea is defined as the cessation of airflow for at least 10 seconds. 

Hypopnea is defined as an abnormal respiratory event lasting at least 10 seconds associated with at least 30% reduction in thoraco-abdominal movement or airflow as compared to baseline, and with at least 4% decrease in oxygen saturation.

RERAs (Respiratory effort-related arousals) are arousals that are associated with a change in airflow where there is increasing respiratory effort, terminating in an arousal but not otherwise meeting criteria for apnea or hypopnea.

AHI (Apnea-hypopnea index) is defined as the average number of episodes of apnea and hypopnea per hour of sleep.

RDI (Respiratory disturbance index) is defined as the average number of apneas, hypopneas, and RERAs per hour of sleep.

OSA (Obstructive sleep apnea) is caused by partial or complete blockage of the airways during sleep.  During sleep, a person's throat muscles relax allowing the tongue and/or fatty tissues of the throat to fall back into the airways and block airflow.

CSA (Central sleep apnea) occurs when the brain temporarily fails to signal the muscles responsible for controlling breathing.  Common causes for CSA are Parkinson's disease, stroke, narcotics, and congestive heart failure.

CompSA (Complex sleep apnea) or mixed sleep apnea is a combination of both obstructive and central sleep apnea.  Some patients being treated for OSA with the use of CPAP machines develop symptoms of CSA upon PAP therapy.  During CPAP treatment, the patient's airways are successfully splinted open and free from obstructions, but the patient continues to have difficulty breathing while asleep.  Their symptoms of OSA shifted to symptoms of CSA while CPAP therapy was being administered. 

A CPAP (Continuous positive airway pressure) provides constant and continuous flow of air that the patient must inhale and then exhale over.

An APAP (AutoCPAP) is set within a high and low pressure range for the purpose of varying inhalation needs.  The theory of providing a range is that one's pressure needs may vary during any given night or hour of sleep. 

A BIPAP (Bilevel positive airway pressure) device is a flow generator that delivers 2 distinct pressures, one for inhalation and the second for exhalation.  A BiPAP with backup rate has a timed backup feature to deliver this air pressure whenever sufficient spontaneous inspiratory efforts fail to occur.

Adaptive servo-ventilation (ASV) is a form of bilevel device that alternates between an expiratory pressure (which may be constant or variable) and inspiratory pressure.  the difference between the expiratory and inspiratory pressure "pressure support" varies from breath to breath.  The greater the difference in pressure support, the greater the tidal volume that is delivered.  The device is equipped with a feedback circuit that allows it to measure the respiratory output from the patient (either in the form of peak flow or minute ventilation) to individually regulate delivered pressure support.  Thus, in periods of increased patient respiratory effort (hyperpnea), the machine's support decreases, while in periods of decreased patient effort (hypopnea/apnea), the machine's support increases.  the device alternates between expiratory and inspiratory pressure with a physician-preset or automatic back up rate in periods of central apnea.  The algorithms seek to provide a steady level of mild hypoventilation, which may be useful in patients with central sleep apnea related to hyperventilation. 

FVC (forced vital capacity): is the amount of air which can be forcibly exhaled from the lungs after taking the deepest breath possible.

FEV: is the maximum amount of air that can be expelled in a given number of seconds during a FVC determination.

FEV1 is the forced expiratory volume in 1 second.   The amount of air exhaled may be measured during the first (FEV1), second (FEV2), and/or third seconds (FEV3) of the forced breath.

MIP (maximal inspiratory pressure) reflects the strength of the diaphragm and other inspiratory muscles.  Normal values vary by age and gender.

PaCO2 is the partial pressure of arterial carbon dioxide.  Normal range is 35-45 mmHg.



Recommended Medical Records

  • History and Physical Report
  • Office Notes
  • Sleep study results


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    Codes

          
              Full Description
                Expiratory positive airway pressure intranasal resistance valve
          
              Full Description
                Home ventilator, any type, used with non-invasive interface, (e.g., mask, chest shell)
          
              Full Description
                Respiratory assist device, bi-level pressure capability, without backup rate feature, used with noninvasive interface, e.g., nasal or facial mask (intermittent assist device with continuous positive airway pressure device)
          
              Full Description
                Respiratory assist device, bi-level pressure capability, with back-up rate feature, used with noninvasive interface, e.g., nasal or facial mask (intermittent assist device with continuous positive airway pressure device)
          
              Full Description
                Oral device/appliance used to reduce upper airway collapsibility, adjustable or non-adjustable, prefabricated, includes fitting and adjustment
          
              Full Description
                Oral device/appliance used to reduce upper airway collapsibility, adjustable or non-adjustable, custom fabricated, includes fitting and adjustment
          
              Full Description
                Oral device/appliance used to reduce upper airway collapsibility, without fixed mechanical hinge, custom fabricated, includes fitting and adjustment




    References

    2011

    Berry RB, Kryger MH, Massie CA. A novel nasal expiratory positive airway pressure (EPAP) device for the treatment of obstructive sleep apnea: a randomized controlled trial. Sleep. Apr 2011;34(4):479-485. PMID 21461326

    2011

    Balk EM, Moorthy D, Obadan NO, et al. Diagnosis and Treatment of Obstructive Sleep Apnea in Adults.  Comparative Effectiveness Review No. 32 (Prepared by Tufts Evidence-based Practice Center under Contract No. 290-2007-100551) AHRQ Publication No. 11-EHC052-EF. Rockville MD: Agency for Healthcare Research and Quality Jul 2011.

    2011

    Kryger MH, Berry RB, Massie CA. Long-term use of a nasal expiratory positive airway pressure (EPAP) device as a treatment for obstructive sleep apnea (OSA). J Clin Sleep Med. Oct 15 2011;7(5):449-453B.

    2011

    Kuna ST, Gurubhagavatula I, Maislin G, et al. Noninferiority of functional outcome in ambulatory management of obstructive sleep apnea. Am J Respir Crit Care Med. May 1 2011;183(9):1238-1244.

    2012

    Marcus CL, Beck SE, Traylor J, et al. Randomized, double-blind clinical trial of two different modes of positive airway pressure therapy on adherence and efficacy in children. J Clin Sleep Med. Feb 15 2012;8(1):37-42.

    2010

    Skomro RP, Gjevre J, Reid J, et al. Outcomes of home-based diagnosis and treatment of obstructive sleep apnea. Chest. Aug 2010;138(2):257-263.

    2009

    Smith I, Lasserson TJ.  Pressure modification for improving usage of continuous positive airway pressure machines in adults with obstructive sleep apnea.  The Cochrane Library.  2009; Issue 4. 

    2013

    Yalamanchali S, Farajian V et al. Diagnosis of Obstructive Sleep Apnea by Peripheral Arterial Tonometry - Meta-analysis. JAMA Otolaryngology-Head & Neck Surgery. 2013;139(12):1343-1350. 

    2020

    Pillar G, Berral M et al. Detecting central sleep apnea in adult patients using WatchPAT - a mulitcenter validation study. Sleep and Breathing. 2020;24:387-398.

    2018

    Kinoshita T, Yahaba M et al. Impact of Arterial Stiffness on WatchPAT Variables in Patients With Obstructive Sleep Apnea. Journal of Clinical Sleep Medicine. 2018;14(3):319-325.

    2020

    Jen R, Orr J et al.  Accuracy of WatchPAT for the Diagnosis of Obstructive Sleep Apnea in Patients with Chronic Obstructive Pulmonary Disease. COPD. 2020;17(1):34-39.

    2018

    Carter J, Auckley D. Watch what you're doing! J Clin Sleep Med. 2018;14(3):301-302.

    2014

    Struik F, et al. Nocturnal noninvasive positive pressure ventilation in stable COPD: a systematic review and individual patient data meta-analysis. Respir Med. 2014;108(2):329-37.

    2020

    Wilson M, Dobler C et al. Association of Home Noninvasive Positive Pressure Ventilation With Clinical Outcomes in Chronic Obstructive Pulmonary Disease. JAMA. 2020;323(5):455-465.

    2019

    Seyfi S et al. New modalities for non-invasive positive pressure ventilation: A review article. Caspian J Intern Med. 2019;10(1):1-6.

    2020

    Piper A. Advances in non-invasive positive airway pressure technology. Respirology. 2020;25:372-382.

    2017

    Howard M. et al. A randomised controlled trial of CPAP versus non-invasive ventilation for initial treatment of obesity hypoventilation syndrome. Thorax. 2017;72:437-444.

    2014

    Hannan L, Dominelli G et al. Systematic review of non-invasive positive pressure ventilation for chronic respiratory failure. Respiratory Medicine. 2014;108(2):229-243.

    2019

    Borel J, Palot A, and Patout M. Technological advances in home non-onvasive ventilation monitoring: Reliability of data and effect on patient outcomes. Asian Pacific Society of Respirology. 2019;24: 1143-1151.

    2023

    Carmona H, Graustein AD, Benditt JO. Chronic Neuromuscular Respiratory Failure and Home Assisted Ventilation. Annu Rev Med. Jan 27 2023; 74: 443-455. PMID 36706747

    2023

    Srivali N, Thongprayoon C, Tangpanithandee S, et al. The use of continuous positive airway pressure in COPD-OSA overlap syndrome: A systematic review. Sleep Med. Aug 2023; 108: 55-60. PMID 37336060

    2022

    AlBalawi MM, Castro-Codesal M, Featherstone R, et al. Outcomes of Long-Term Noninvasive Ventilation Use in Children with Neuromuscular Disease: Systematic Review and Meta-Analysis. Ann Am Thorac Soc. Jan 2022; 19(1): 109-119. PMID 34181865

    2022

    Xu J, Wei Z, Li W, et al. Effect of different modes of positive airway pressure treatment on obesity hypoventilation syndrome: a systematic review and network meta-analysis. Sleep Med. Mar 2022; 91: 51-58. PMID 35272117

    2022

    Yang L, Qiu S, Zhong J, et al. Noninvasive ventilation via bilevel positive airway pressure improved sleep in a child with congenital central hypoventilation syndrome: A case report. Clin Case Rep. Oct 2022; 10(10): e6320. PMID 36276908

    Revisions

    07-23-2025

    Updated references.  No change to policy. 

    01-15-2025

    As of 1/10/2025, CPAP criteria was removed from policy. (CPT Codes: E0601, E0561, E0562). 

    03-30-2023

    Added new HCPCS code for 04/01/2023: A7049

    06-01-2022

    Updated Home Ventilator criteria effective 6/1/2022

    01-06-2022

    Added note regarding definition of failed CPAP trial and length of trial and adult (>18 yrs old)

    09-29-2021

    Added new code for 10/01/2021:  K1027

    06-01-2021

    Effective 6/1/2021 - added criteria for non-invasive home ventilator  - E0466

    02-26-2021

    Updated home sleep study option to include type IV devices which include pulse oximetry, actigraphy and peripheral arterial tonometry

    02-24-2020

    Removing "or patient refused" under Oral Appliance criteria.

    04-17-2019

    Removed internal note; If 95810 or 95811 is approvable, please add both codes to Tbyrd event. Added this note to I.198.

     

    03-21-2019

    Removed reference to examples of the back up feature

    10-30-2018

    Removed criteria requiring documentation of symptom improvement and  face-to-face reevaluation by the treating physician

    07-16-2018

    Changed children trial period to 150 days

    Added BIPAP criteria for children

    09-25-2017

    Added additional criteria by adding RDI results, and additional indications and criteria under CPAP/BiPAP

    05-27-2016

    Added additional criteria to the oral appliance sectiion of the policy.  Oral appliance may be appropriate if CPAP has been refused. 

    01-14-2016

    Removed the compliance criteria for replacement devices.  

    09-03-2015

    CPAP/BIPAP supplies HCPCS codes moved from the hold review to approve